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Delaware
(State or other jurisdiction of incorporation or organization) |
| |
47-3878772
(I.R.S. Employer Identification No.) |
|
|
Robert A. Freedman, Esq.
Effie Toshav, Esq. Julia Forbess, Esq. Fenwick & West LLP 555 California Street San Francisco, CA 94104 (415) 875-2300 |
| |
William D. DeVaul, Esq.
General Counsel and Secretary Morphic Holding, Inc. 35 Gatehouse Drive, A2 Waltham, MA 02451 (781) 996-0955 |
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| Large accelerated filer ☐ | | | Accelerated filer ☐ | |
| Non-accelerated filer ☒ | | |
Smaller reporting company ☒
Emerging growth company ☒
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|
Title of Each Class of Securities to be Registered(1)
|
| |
Amount
to be Registered(1)(2) |
| |
Proposed
Maximum Offering Price Per Security(3) |
| |
Proposed
Maximum Aggregate Offering Price(3) |
| |
Amount of
Registration Fee(4) |
| ||||||
Common stock, $0.0001 par value per share
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| | | | | | | | | | | | | | | | | | |
Preferred stock, $0.0001 par value per share
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| | | | | | | | | | | | | | | | | | |
Debt securities
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| | | | | | | | | | | | | | | | | | |
Warrants
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Subscription rights
|
| | | | | | | | | | | | | | | | | | |
Units
|
| | | | | | | | | | | | | | | | | | |
Total
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| | | | | | | | | $ | 400,000,000 | | | | | $ | 51,920 | | |
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| | | | | S-1 | | | |
| | | | | S-2 | | | |
| | | | | S-3 | | | |
| | | | | S-4 | | | |
| | | | | S-5 | | | |
| | | | | S-7 | | | |
| | | | | S-8 | | | |
| | | | | S-9 | | | |
| | | | | S-10 | | | |
| | | | | S-11 | | | |
| | | | | S-11 | | |
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Assumed public offering price per share
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| | | | | | | | | $ | 25.54 | | |
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Net tangible book value per share as of March 31, 2020
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| | | $ | 4.23 | | | | | | | | |
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Increase in net tangible book value per share attributable to the offering
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| | | $ | 1.81 | | | | | | | | |
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As adjusted net tangible book value per share after giving effect to the offering
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| | | | | | | | | $ | 6.04 | | |
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Dilution per share to new investors participating in the offering
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| | | | | | | | | $ | 19.50 | | |
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SEC registration fee
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| | | $ | 51,920.00 | | |
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FINRA filing fee
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| | | | 60,500.00 | | |
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Printing and engraving*
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| | | | * | | |
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Legal fees and expenses*
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| | | | * | | |
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Accounting fees and expenses*
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| | | | * | | |
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Transfer agent and registrar fees and expenses*
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| | | | * | | |
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Miscellaneous expenses*
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| | | | * | | |
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Total*
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| | | $ | * | | |
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Incorporated by Reference
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Exhibit
Number |
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Exhibit Description
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Form
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File No.
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Exhibit
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Filing Date
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Filed
Herewith |
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1.1*
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| | Form of Underwriting Agreement | | | | | | | | | | | | | | | | |
| | | Open Market Sale AgreementSM, dated July 1, 2020, by and between the Registrant and Jefferies LLC | | | | | | | | | | | | | | | | ||
| | | Restated Certificate of Incorporation | | | | | | | | | | | | | |||||
| | | Restated Bylaws, as amended | | | | | | | | | | | | | |||||
| | | Form of Common Stock Certificate | | | | | | | | | | | | | |||||
| | | Investors’ Rights Agreement, dated December 5, 2018, by and among the Registrant and certain of its stockholders | | | | | | | | | | | | | |||||
| | | Form of Debt Security | | | | | | | | | | | | | | | | ||
| | | Form of Indenture | | | | | | | | | | | | | | | | ||
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4.5*
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| | Form of Warrant | | | | | | | | | | | | | | | | |
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4.6*
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| | Form of Warrant Agreement | | | | | | | | | | | | | | | | |
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4.7*
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| | Form of Preferred Stock Certificate | | | | | | | | | | | | | | | | |
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4.8*
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| | Form of Subscription Rights Certificate | | | | | | | | | | | | | | | | |
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4.9*
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| | Form of Unit | | | | | | | | | | | | | | | | |
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4.10*
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| | Form of Unit Agreement | | | | | | | | | | | | | | | | |
| | | Opinion of Fenwick & West LLP | | | | | | | | | | | | | | | | ||
| | | Consent of Ernst & Young LLP | | | | | | | | | | | | | | | | ||
| | | Consent of Fenwick & West LLP (included in Exhibit 5.1) | | | | | | | | | | | | | | | | ||
| | | Power of Attorney (included on the signature page hereto) | | | | | | | | | | | | | | | | ||
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25.1**
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| | Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939. | | | | | | | | | | | | | | | | |
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25.2**
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| | Form T-1 Statement of Eligibility of Trustee for Subordinated Indenture under the Trust Indenture Act of 1939. | | | | | | | | | | | | | | | | |
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Signature
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Title
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Date
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/s/ Praveen P. Tipirneni
Praveen P. Tipirneni, M.D.
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President, Chief Executive Officer and Director
(Principal Executive Officer) |
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July 1, 2020
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/s/ Marc Schegerin
Marc Schegerin
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Chief Financial Officer and Chief Operating Officer(Principal Financial Officer)
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July 1, 2020
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/s/ Robert E. Farrell Jr.
Robert E. Farrell Jr. CPA
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Senior Vice President Finance and
Chief Accounting Officer (Principal Accounting Officer) |
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July 1, 2020
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/s/ Gustav Christensen
Gustav Christensen
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Director
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July 1, 2020
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/s/ Norbert Bischofberger
Norbert Bischofberger
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Director
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July 1, 2020
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/s/ Vikas Goyal
Vikas Goyal
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Director
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July 1, 2020
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Signature
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Title
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Date
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/s/ Nilesh Kumar, Ph.D.
Nilesh Kumar, Ph.D.
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Director
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July 1, 2020
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/s/ Amir Nashat
Amir Nashat
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Director
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July 1, 2020
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/s/ Joseph P. Slattery
Joseph P. Slattery, CPA
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Director
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July 1, 2020
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/s/ Timothy A. Springer
Timothy A. Springer, Ph.D.
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Director
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July 1, 2020
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/s/ Otello Stampacchia
Otello Stampacchia, Ph.D.
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Director
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July 1, 2020
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| JEFFERIES LLC | | | | |
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By:
/s/ Bryan Czyzewski, Ph.D
Name: Bryan Czyzewski, Ph.D
Title: Senior Vice President |
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$
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| Number of days in selling period: | | |
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| First date of selling period: | | |
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| Last date of selling period: | | |
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| Settlement Date(s) if other than standard T+2 settlement: | | |||
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Comments: |
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Year
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Redemption Price
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Year
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Redemption Price
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TERM
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DEFINED IN SECTION
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“Bankruptcy Law”
|
| | | | 6.1 | | |
“Business Day”
|
| | | | 10.7 | | |
“Covenant Defeasance”
|
| | | | 9.3 | | |
“Custodian”
|
| | | | 6.1 | | |
“Event of Default”
|
| | | | 6.1 | | |
“Journal”
|
| | | | 10.15 | | |
“Judgment Currency”
|
| | | | 10.16 | | |
“Legal Defeasance”
|
| | | | 9.2 | | |
“Legal Holiday”
|
| | | | 10.7 | | |
“Market Exchange Rate”
|
| | | | 10.15 | | |
“New York Paying Agent”
|
| | | | 2.4 | | |
“Paying Agent”
|
| | | | 2.4 | | |
“Place of Payment”
|
| | | | 10.7 | | |
“Registrar”
|
| | | | 2.4 | | |
“Required Currency”
|
| | | | 10.16 | | |
“Service Agent”
|
| | | | 2.4 | | |